Shen, Yi (SFC:BSH061) 沈逸
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Starlight Capital Limited (HK) | Rep | Advising on corporate finance | 2023-10-18 | |
| 2 | Starlight Securities Limited | Rep | Advising on securities | 2023-08-07 | Rep | Dealing in securities | 2023-08-07 |
| 3 | TFI Capital Limited | Rep | Advising on corporate finance | 2022-04-12 | 2023-03-23 |
| 4 | TFI Securities and Futures Limited | Rep | Dealing in securities | 2022-04-12 | 2023-06-21 | Rep | Advising on securities | 2023-05-24 | 2023-06-21 |
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