Lam, Kai Yan 林佳欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2022-05-16 | 2022-09-23 |
2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2022-05-16 | 2022-09-23 |
3 | Changjiang Futures (HK) Limited | Rep | Dealing in futures contracts | 2022-10-12 | 2022-12-14 |
4 | Changjiang Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2022-10-12 | 2022-12-14 |
5 | ORIENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2023-01-04 | |
6 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2023-01-04 |
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