Wu, Chen (SFC:BQO310) 吳晨
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2022-06-01 | 2022-06-01 | Rep | Dealing in securities | 2022-06-01 | 2022-06-01 | RO | Advising on corporate finance | 2022-06-01 | 2023-01-18 | RO | Dealing in securities | 2022-06-01 | 2023-01-18 |
| 2 | CMS CAPITAL (HK) CO., LIMITED | Rep | Advising on securities | 2022-06-01 | 2022-06-01 | Rep | Asset management | 2022-06-01 | 2022-06-01 | RO | Advising on securities | 2022-06-01 | 2023-01-18 | RO | Asset management | 2022-06-01 | 2023-01-18 |
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