Siu, Ka Yee (SFC:BSR768) 蕭嘉儀

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CLSA LIMITED Rep Dealing in securities 2023-12-28
2 Credit Suisse (Hong Kong) Limited Rep Dealing in futures contracts 2022-06-27 2023-08-03
Rep Dealing in securities 2022-06-27 2023-08-03
3 Credit Suisse Securities (Hong Kong) Limited Rep Automated trading services 2022-06-27 2023-08-03
Rep Dealing in securities 2022-06-27 2023-08-03

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