Li, Ho Lam 李皓霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2023-03-03 | 2023-10-17 | Rep | Dealing in securities | 2023-03-03 | 2023-10-17 | Rep | Advising on securities | 2023-03-14 | 2023-10-17 |
| 2 | Vontobel Limited | Rep | Dealing in futures contracts | 2022-08-01 | 2022-11-16 | Rep | Dealing in securities | 2022-08-01 | 2022-11-16 |
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