Wu, Shang (SFC:BSZ962) 吳尚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2025-05-08 | 2025-07-15 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2025-05-08 | 2025-07-15 | Rep | Dealing in securities | 2025-05-08 | 2025-07-15 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2022-10-18 | 2023-09-15 |
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