Shu, Tong 舒潼
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Apollo Management Asia Pacific Limited | Rep | Advising on securities | 2025-05-16 | Rep | Dealing in securities | 2025-05-16 |
| 2 | FIL Investment Advisors | Rep | Advising on securities | 2022-11-30 | 2024-07-16 | Rep | Asset management | 2022-11-30 | 2024-07-16 |
| 3 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2022-11-30 | 2024-07-16 | Rep | Asset management | 2022-11-30 | 2024-07-16 | Rep | Dealing in securities | 2022-11-30 | 2024-07-16 |
| 4 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2024-10-16 | 2025-04-16 | Rep | Asset management | 2024-10-16 | 2025-04-16 | Rep | Dealing in securities | 2024-10-16 | 2025-04-16 |
| 5 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2024-10-16 | 2025-04-16 | Rep | Asset management | 2024-10-16 | 2025-04-16 | Rep | Dealing in securities | 2024-10-16 | 2025-04-16 |
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