Cheng, Tsz Yan (SFC:BTF063)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Safari Asia Limited | Rep | Advising on securities | 2023-01-05 | 2023-04-19 | Rep | Asset management | 2023-01-05 | 2023-04-19 | Rep | Dealing in securities | 2023-01-05 | 2023-04-19 |
| 2 | WRise Wealth Management (Hong Kong) Limited | Rep | Advising on securities | 2023-05-05 | Rep | Asset management | 2023-05-05 | Rep | Dealing in securities | 2023-05-05 |
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