Afzal, Zieshan (SFC:BTJ036)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2023-01-13 | 2023-01-19 | Rep | Dealing in securities | 2023-01-13 | 2023-01-19 | Rep | Advising on securities | 2023-06-02 | 2023-06-09 | Rep | Dealing in securities | 2023-06-02 | 2023-06-09 | Rep | Advising on securities | 2023-10-27 | 2023-11-03 | Rep | Dealing in securities | 2023-10-27 | 2023-11-03 | Rep | Advising on securities | 2024-01-15 | 2024-01-19 | Rep | Dealing in securities | 2024-01-15 | 2024-01-19 | Rep | Advising on securities | 2024-03-18 | 2024-03-22 | Rep | Dealing in securities | 2024-03-18 | 2024-03-22 | Rep | Advising on securities | 2024-05-24 | 2024-05-31 | Rep | Dealing in securities | 2024-05-24 | 2024-05-31 |
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