Liao, Han (SFC:BTH174) 廖晗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Renaissance Securities (Hong Kong) Limited | Rep | Advising on securities | 2023-01-27 | 2023-06-02 | Rep | Dealing in securities | 2023-01-27 | 2023-06-02 |
| 2 | CR Wealth and Asset Management Limited | Rep | Asset management | 2023-01-27 | 2023-04-06 | Rep | Advising on securities | 2023-01-27 | 2023-06-02 | Rep | Dealing in securities | 2023-01-27 | 2023-06-02 | RO | Asset management | 2023-04-06 | 2023-06-02 |
| 3 | XINHAI (HONG KONG) INTERNATIONAL INVESTMENT MANAGEMENT CO., LIMITED | Rep | Advising on securities | 2024-04-12 | Rep | Asset management | 2024-04-12 |
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