Guo, Renjia 郭人嘉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2023-03-10 | 2023-12-13 | Rep | Dealing in securities | 2023-03-10 | 2023-12-13 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Automated trading services | 2023-03-10 | 2023-10-25 | Rep | Dealing in securities | 2023-03-10 | 2023-12-13 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2024-01-22 | Rep | Dealing in securities | 2024-01-22 |
| 4 | UBS SECURITIES HONG KONG LIMITED | Rep | Automated trading services | 2024-01-22 | Rep | Dealing in futures contracts | 2024-01-22 | Rep | Dealing in securities | 2024-01-22 |
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