Lim, Chuan Ji 林传继
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2023-04-03 | 2023-06-30 | Rep | Dealing in securities | 2023-07-12 | 2023-09-30 | Rep | Dealing in futures contracts | 2023-10-30 | Rep | Dealing in securities | 2023-10-30 |
| 2 | UBS SECURITIES HONG KONG LIMITED | Rep | Automated trading services | 2023-10-30 | Rep | Dealing in futures contracts | 2023-10-30 | Rep | Dealing in securities | 2023-10-30 |
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