Lloyd George, Robert John Daniel
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED | RO | Advising on corporate finance | 2004-10-18 | RO | Advising on securities | 2012-10-31 | RO | Asset management | 2012-10-31 | RO | Dealing in securities | 2012-10-31 |
| 2 | LLOYD GEORGE MANAGEMENT (HK) LIMITED | RO | Asset management | 2015-01-16 | |
| 3 | Polen Capital HK Limited | RO | Advising on securities | 2004-10-19 | 2014-04-30 | RO | Asset management | 2004-10-19 | 2014-04-30 | RO | Dealing in securities | 2012-09-28 | 2014-04-30 |
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