Lam, Louie Michael Tan 林義德

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Cowen and Company (Asia) Limited Rep Dealing in securities 2023-05-10 2023-11-30
2 OTCex Hong Kong Limited Rep Dealing in securities 2023-12-01 2024-04-30
Rep Dealing in futures contracts 2024-01-19 2024-04-30

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