Xu, Kuan 许宽
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2023-05-12 | 2023-06-02 | Rep | Dealing in securities | 2023-06-12 | 2023-06-23 | Rep | Dealing in securities | 2024-01-29 | 2024-02-09 | Rep | Dealing in securities | 2024-06-07 | 2024-06-21 | Rep | Dealing in securities | 2024-09-20 |
| 2 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2023-05-12 | 2023-06-02 | Rep | Dealing in futures contracts | 2023-06-12 | 2023-06-23 | Rep | Dealing in futures contracts | 2024-01-29 | 2024-02-09 | Rep | Dealing in futures contracts | 2024-06-07 | 2024-06-21 | Rep | Automated trading services | 2024-09-20 | Rep | Dealing in futures contracts | 2024-09-20 | Rep | Dealing in securities | 2024-09-20 |
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