Chan, Steve Hing Wah 陳慶華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 313 Capital Management Limited | RO | Advising on securities | 2011-09-28 | 2014-06-30 | RO | Asset management | 2011-09-28 | 2014-06-30 |
| 2 | BOCI Bullion Company Limited | RO | Automated trading services | 2003-06-19 | RO | Dealing in securities | 2003-06-19 |
| 3 | Goldin Equities Limited | RO | Dealing in securities | 2003-06-19 | |
| 4 | Greenland (Asia) Securities Co., Limited | RO | Advising on securities | 2021-06-23 | 2023-02-28 | RO | Asset management | 2021-06-23 | 2023-02-28 |
| 5 | HUAJIN FUTURES (INTERNATIONAL) LIMITED | RO | Dealing in futures contracts | 2015-08-17 | 2016-05-03 |
| 6 | HUAJIN RESEARCH (INTERNATIONAL) LIMITED | RO | Advising on securities | 2016-01-20 | 2016-05-03 |
| 7 | HUAJIN SECURITIES (INTERNATIONAL) LIMITED | RO | Dealing in securities | 2015-08-17 | 2016-05-03 |
| 8 | PO SANG SECURITIES LIMITED | RO | Dealing in futures contracts | 2016-05-30 | 2019-05-01 | RO | Dealing in securities | 2016-05-30 | 2019-05-01 | RO | Advising on futures contracts | 2016-10-28 | 2019-05-01 | RO | Advising on securities | 2016-10-28 | 2019-05-01 | RO | Asset management | 2018-06-13 | 2019-05-01 |
| 9 | RHB ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2008-05-08 | 2010-11-02 | RO | Asset management | 2008-05-08 | 2010-11-02 |
| 10 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2007-05-15 | 2007-07-18 | RO | Dealing in futures contracts | 2007-07-18 | 2010-11-02 |
| 11 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2007-04-17 | 2007-07-18 | Rep | Advising on securities | 2007-05-15 | 2007-10-16 | RO | Dealing in securities | 2007-07-18 | 2010-11-02 | RO | Advising on securities | 2007-10-16 | 2010-11-02 |
| 12 | SOUTH CHINA COMMODITIES LIMITED | RO | Dealing in futures contracts | 2011-09-28 | 2014-06-30 |
| 13 | SOUTH CHINA RESEARCH LIMITED | RO | Advising on securities | 2011-09-28 | 2014-06-30 |
| 14 | SOUTH CHINA SECURITIES LIMITED | RO | Dealing in securities | 2005-08-30 | 2006-12-19 | RO | Dealing in securities | 2011-09-28 | 2014-06-30 |
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