Cheng, Chuange 程傳閣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Beijing Securities Limited | Rep | Dealing in securities | 2004-08-14 | 2005-03-18 | Rep | Advising on securities | 2004-11-12 | 2005-03-18 | RO | Advising on securities | 2005-03-18 | 2007-06-29 | RO | Dealing in securities | 2005-03-18 | 2007-06-29 |
| 2 | BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2009-08-14 | 2010-06-04 | RO | Advising on corporate finance | 2010-06-04 | RO | Dealing in securities | 2020-12-29 |
| 3 | BOCOM International Asset Management Limited | Rep | Asset management | 2008-11-07 | 2010-06-04 | RO | Asset management | 2010-06-04 | RO | Advising on securities | 2013-10-10 | RO | Dealing in securities | 2013-10-10 |
| 4 | BOCOM International Holdings Company Limited | Rep | Dealing in securities | 2007-08-28 | 2008-03-03 |
| 5 | BOCOM International Securities Limited | Rep | Dealing in securities | 2007-09-12 | 2008-07-03 | RO | Dealing in securities | 2008-07-03 | RO | Advising on securities | 2010-06-04 |
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