Soon, Elizabeth Yan Seen 孫瑩心
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ARA Asset Management (Prosperity) Limited | RO | Asset management | 2005-11-30 | 2006-05-04 |
| 2 | HSZ (HONG KONG) LIMITED | RO | Advising on securities | 2006-08-04 | 2008-08-31 | RO | Asset management | 2006-08-04 | 2008-08-31 |
| 3 | PineBridge Investments Asia Limited | Rep | Advising on securities | 2008-09-03 | 2009-03-10 | Rep | Asset management | 2008-09-03 | 2009-03-10 | RO | Advising on securities | 2009-03-10 | RO | Asset management | 2009-03-10 | RO | Dealing in securities | 2009-04-02 |
| 4 | PineBridge Investments Hong Kong Limited | RO | Asset management | 2009-03-10 | RO | Dealing in securities | 2009-03-10 |
| 5 | STANDARD LIFE INVESTMENTS (ASIA) LIMITED | RO | Asset management | 2005-06-28 |
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