Wu, Peng (SFC:BUU005) 吴鹏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2025-04-22 | |
| 2 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2025-04-22 | Rep | Dealing in securities | 2025-04-22 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2024-03-26 | 2024-12-10 |
| 4 | UBS SECURITIES HONG KONG LIMITED | Rep | Automated trading services | 2024-03-26 | 2024-12-10 | Rep | Dealing in securities | 2024-03-26 | 2024-12-10 |
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