Choy, Christy Cho Kwong 蔡祖光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | WOCOM FOREIGN EXCHANGE CO. LIMITED | Rep | Leveraged foreign exchange trading | 2003-06-02 | 2003-06-03 | RO | Leveraged foreign exchange trading | 2003-06-03 | 2017-10-16 | Rep | Leveraged foreign exchange trading | 2017-10-16 | 2022-06-20 |
| 2 | WOCOM INVESTMENT MANAGEMENT LIMITED | RO | Advising on securities | 2003-10-06 | 2017-10-16 | RO | Asset management | 2003-10-06 | 2017-10-16 | Rep | Advising on securities | 2017-10-16 | Rep | Asset management | 2017-10-16 |
| 3 | WOCOM LIMITED (HK) | RO | Advising on futures contracts | 2003-04-17 | RO | Asset management | 2003-04-17 | RO | Dealing in futures contracts | 2017-10-16 | Rep | Dealing in futures contracts | 2017-10-16 | 2022-06-20 |
| 4 | WOCOM SECURITIES LIMITED | RO | Advising on corporate finance | 2003-04-17 | RO | Advising on securities | 2003-04-17 | RO | Asset management | 2003-04-17 | RO | Dealing in securities | 2017-10-16 | Rep | Dealing in securities | 2017-10-16 | 2022-06-20 |
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