Chan, Thomas Chun Yiu 陳浚曜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HEAD & SHOULDERS ASSET MANAGEMENT LIMITED | Rep | Asset management | 2015-10-15 | 2017-02-22 |
| 2 | HEAD & SHOULDERS SECURITIES LIMITED | Rep | Advising on securities | 2015-10-15 | 2017-02-22 | Rep | Dealing in securities | 2015-10-15 | 2017-02-22 |
| 3 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Advising on securities | 2015-09-25 | 2015-10-08 | Rep | Asset management | 2015-09-25 | 2015-10-08 | Rep | Dealing in securities | 2015-09-25 | 2015-10-08 |
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