Lun, Francis Sheung Nim 藺常念
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Brilliant Norton Securities Company Limited | RO | Advising on securities | 2011-12-01 | 2013-01-31 | RO | Dealing in securities | 2011-12-01 | 2013-01-31 |
| 2 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-02-02 | 2009-04-29 | RO | Dealing in futures contracts | 2009-04-29 | 2011-04-01 |
| 3 | FULBRIGHT SECURITIES LIMITED | RO | Advising on corporate finance | 2004-11-30 | RO | Advising on securities | 2004-11-30 | RO | Asset management | 2004-11-30 | RO | Automated trading services | 2004-11-30 | RO | Dealing in securities | 2011-04-01 | RO | Advising on securities | 2010-05-18 | 2011-04-01 |
| 4 | GEO Securities Limited | RO | Dealing in securities | 2013-07-23 | RO | Advising on securities | 2014-05-07 | RO | Asset management | 2018-03-21 |
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