Loo, Sin Kwan 盧善君
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CONTINUITY CAPITAL (HONG KONG) LIMITED | RO | Advising on securities | 2005-03-31 | |
2 | WINNINGTON CAPITAL LIMITED | Rep | Advising on securities | 2005-07-13 | 2005-09-12 | RO | Advising on securities | 2005-09-12 | 2015-01-16 | Rep | Advising on futures contracts | 2005-10-28 | 2010-05-11 | Rep | Asset management | 2005-10-28 | 2012-11-09 | RO | Advising on futures contracts | 2010-05-11 | 2015-01-16 | RO | Asset management | 2012-11-09 | 2015-01-16 |
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