Yan, Thomas Kam Tong 甄錦棠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAMON ASIAN ADVISORS LIMITED | Rep | Advising on securities | 2006-09-20 | 2007-01-24 | Rep | Asset management | 2006-09-20 | 2007-01-24 | RO | Advising on securities | 2007-01-24 | 2009-10-19 | RO | Asset management | 2007-01-24 | 2009-10-19 |
| 2 | HAMON ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2006-09-20 | 2007-01-24 | Rep | Advising on securities | 2006-09-20 | 2007-01-24 | Rep | Asset management | 2006-09-20 | 2007-01-24 | RO | Advising on futures contracts | 2007-01-24 | 2009-10-19 | RO | Advising on securities | 2007-01-24 | 2009-10-19 | RO | Asset management | 2007-01-24 | 2009-10-19 |
| 3 | HAMON INVESTMENT MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2006-09-20 | 2007-01-24 | Rep | Advising on securities | 2006-09-20 | 2007-01-24 | Rep | Asset management | 2006-09-20 | 2007-01-24 | RO | Advising on futures contracts | 2007-01-24 | 2009-10-19 | RO | Advising on securities | 2007-01-24 | 2009-10-19 | RO | Asset management | 2007-01-24 | 2009-10-19 |
| 4 | QUANTSMILE (HK) LIMITED | Rep | Asset management | 2009-11-06 | 2010-01-27 | RO | Asset management | 2010-01-27 |
| 5 | T G SECURITIES LIMITED | RO | Dealing in futures contracts | 2022-11-07 | RO | Dealing in securities | 2022-11-07 |
| 6 | WINNINGTON CAPITAL LIMITED | RO | Advising on futures contracts | 2005-05-18 | 2006-08-07 | RO | Advising on securities | 2005-05-18 | 2006-08-07 | RO | Asset management | 2005-05-18 | 2006-08-07 |
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