Kwok, Francis Sze Chi 郭思治
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Arta Global Futures Limited | Rep | Dealing in futures contracts | 2017-04-07 | 2019-01-01 |
2 | Arta Global Markets Limited | Rep | Dealing in securities | 2017-04-07 | 2017-05-05 | RO | Dealing in securities | 2017-05-05 | 2019-01-01 | RO | Advising on securities | 2018-01-16 | 2019-01-01 | RO | Asset management | 2018-01-16 | 2019-01-01 |
3 | Bright Smart Asset Management Limited | RO | Asset management | 2012-03-26 | 2017-02-28 |
4 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2008-10-09 | 2017-02-28 |
5 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2008-10-09 | 2008-11-27 | RO | Dealing in securities | 2008-11-27 | 2017-02-28 | RO | Advising on securities | 2009-10-05 | 2017-02-28 | RO | Automated trading services | 2012-03-12 | 2017-02-28 |
6 | Emperio Securities And Assets Management Limited | Rep | Advising on securities | 2019-01-25 | 2019-03-15 | Rep | Asset management | 2019-01-25 | 2019-03-15 | Rep | Dealing in securities | 2019-01-25 | 2019-03-15 | RO | Advising on securities | 2019-03-15 | RO | Asset management | 2019-03-15 | RO | Dealing in securities | 2019-03-15 |
7 | PEACE TOWN FUTURES LIMITED | Rep | Advising on futures contracts | 2008-10-08 | Rep | Asset management | 2008-10-08 | Rep | Dealing in futures contracts | 2008-10-08 |
8 | ZHONGRONG PT FINANCE LIMITED | RO | Advising on securities | 2008-10-08 | RO | Asset management | 2006-05-30 | 2008-10-08 |
9 | ZHONGRONG PT SECURITIES LIMITED | RO | Advising on corporate finance | 2003-12-15 | RO | Advising on securities | 2008-10-08 | RO | Asset management | 2008-10-08 | RO | Dealing in securities | 2008-10-08 |
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