Kwok, Francis Sze Chi 郭思治

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Arta Global Futures Limited Rep Dealing in futures contracts 2017-04-07 2019-01-01
2 Arta Global Markets Limited Rep Dealing in securities 2017-04-07 2017-05-05
RO Dealing in securities 2017-05-05 2019-01-01
RO Advising on securities 2018-01-16 2019-01-01
RO Asset management 2018-01-16 2019-01-01
3 Bright Smart Asset Management Limited RO Asset management 2012-03-26 2017-02-28
4 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED Rep Dealing in futures contracts 2008-10-09 2017-02-28
5 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED Rep Dealing in securities 2008-10-09 2008-11-27
RO Dealing in securities 2008-11-27 2017-02-28
RO Advising on securities 2009-10-05 2017-02-28
RO Automated trading services 2012-03-12 2017-02-28
6 Emperio Securities And Assets Management Limited Rep Advising on securities 2019-01-25 2019-03-15
Rep Asset management 2019-01-25 2019-03-15
Rep Dealing in securities 2019-01-25 2019-03-15
RO Advising on securities 2019-03-15
RO Asset management 2019-03-15
RO Dealing in securities 2019-03-15
7 PEACE TOWN FUTURES LIMITED Rep Advising on futures contracts 2008-10-08
Rep Asset management 2008-10-08
Rep Dealing in futures contracts 2008-10-08
8 ZHONGRONG PT FINANCE LIMITED RO Advising on securities 2008-10-08
RO Asset management 2006-05-30 2008-10-08
9 ZHONGRONG PT SECURITIES LIMITED RO Advising on corporate finance 2003-12-15
RO Advising on securities 2008-10-08
RO Asset management 2008-10-08
RO Dealing in securities 2008-10-08

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