Kwok, Francis Sze Chi 郭思治
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ZHONGRONG PT SECURITIES LIMITED | RO | Advising on corporate finance | 2003-12-15 | |
| 2 | PEACE TOWN FUTURES LIMITED | Rep | Advising on futures contracts | 2008-10-08 | |
| 3 | PEACE TOWN FUTURES LIMITED | Rep | Asset management | 2008-10-08 | |
| 4 | PEACE TOWN FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-10-08 | |
| 5 | ZHONGRONG PT FINANCE LIMITED | RO | Advising on securities | 2008-10-08 | |
| 6 | ZHONGRONG PT SECURITIES LIMITED | RO | Advising on securities | 2008-10-08 | |
| 7 | ZHONGRONG PT SECURITIES LIMITED | RO | Asset management | 2008-10-08 | |
| 8 | ZHONGRONG PT SECURITIES LIMITED | RO | Dealing in securities | 2008-10-08 | |
| 9 | ZHONGRONG PT FINANCE LIMITED | RO | Asset management | 2006-05-30 | 2008-10-08 |
| 10 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2008-10-09 | 2008-11-27 |
| 11 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2008-10-09 | 2017-02-28 |
| 12 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | RO | Dealing in securities | 2008-11-27 | 2017-02-28 |
| 13 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | RO | Advising on securities | 2009-10-05 | 2017-02-28 |
| 14 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | RO | Automated trading services | 2012-03-12 | 2017-02-28 |
| 15 | Bright Smart Asset Management Limited | RO | Asset management | 2012-03-26 | 2017-02-28 |
| 16 | Arta Global Markets Limited | Rep | Dealing in securities | 2017-04-07 | 2017-05-05 |
| 17 | Arta Global Futures Limited | Rep | Dealing in futures contracts | 2017-04-07 | 2019-01-01 |
| 18 | Arta Global Markets Limited | RO | Dealing in securities | 2017-05-05 | 2019-01-01 |
| 19 | Arta Global Markets Limited | RO | Advising on securities | 2018-01-16 | 2019-01-01 |
| 20 | Arta Global Markets Limited | RO | Asset management | 2018-01-16 | 2019-01-01 |
| 21 | Emperio Securities And Assets Management Limited | Rep | Advising on securities | 2019-01-25 | 2019-03-15 |
| 22 | Emperio Securities And Assets Management Limited | Rep | Asset management | 2019-01-25 | 2019-03-15 |
| 23 | Emperio Securities And Assets Management Limited | Rep | Dealing in securities | 2019-01-25 | 2019-03-15 |
| 24 | Emperio Securities And Assets Management Limited | RO | Advising on securities | 2019-03-15 | |
| 25 | Emperio Securities And Assets Management Limited | RO | Asset management | 2019-03-15 | |
| 26 | Emperio Securities And Assets Management Limited | RO | Dealing in securities | 2019-03-15 |
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