Lee, Sandra Yuen Man 李婉雯

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

Some data are hidden to fit your display. Rotate?

Organisation Role Activity From Until
1 BlackRock (Hong Kong) Limited (d2017-01-20) Rep Dealing in securities 2010-11-15 2011-07-15
RO Dealing in securities 2011-07-15 2012-08-02
2 BlackRock Asset Management North Asia Limited Rep Advising on securities 2010-11-15 2011-07-15
Rep Asset management 2010-11-15 2011-07-15
RO Advising on securities 2011-07-15 2012-08-02
RO Asset management 2011-07-15 2012-08-02
Rep Advising on corporate finance 2012-06-21 2012-08-02
3 Halbis Capital Management (Hong Kong) Limited Rep Advising on corporate finance 2004-05-07
Rep Advising on securities 2004-05-07
Rep Asset management 2004-05-07
Rep Dealing in securities 2004-05-11
RO Dealing in securities 2004-05-11 2004-08-30
4 HSBC Global Asset Management (Hong Kong) Limited Rep Advising on corporate finance 2004-05-07
RO Advising on securities 2005-11-30
RO Asset management 2005-11-30
5 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Rep Advising on corporate finance 2004-05-07
Rep Dealing in securities 2004-05-11
RO Advising on securities 2005-11-30
RO Asset management 2005-11-30
RO Dealing in securities 2004-05-11 2005-11-30
6 Morgan Stanley Asia Limited Rep Dealing in securities 2009-05-08 2010-03-26
Rep Asset management 2009-05-08 2010-05-03
RO Dealing in securities 2010-03-26 2010-09-20
RO Asset management 2010-05-03 2010-09-20
7 SG SECURITIES (HK) LIMITED Rep Dealing in securities 2005-12-14 2006-01-16
RO Dealing in securities 2006-01-16 2009-04-24

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top