Chan, Joseph Kam Wing 陳錦榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GF Asset Management (Hong Kong) Limited | RO | Advising on securities | 2007-11-08 | 2010-05-15 | RO | Asset management | 2007-11-08 | 2010-05-15 |
| 2 | GF Securities (Hong Kong) Brokerage Limited | RO | Advising on securities | 2009-10-30 | 2010-05-15 |
| 3 | Tiger Securities Asset Management Company Limited | Rep | Asset management | 2007-07-05 | 2007-07-30 | RO | Advising on securities | 2007-07-30 | 2007-09-15 | RO | Asset management | 2007-07-30 | 2007-09-15 |
| 4 | YICKO INVESTMENT CONSULTANTS & MANAGEMENT LIMITED | RO | Asset management | 2007-01-01 | |
| 5 | YICKO SECURITIES LIMITED | RO | Dealing in securities | 2004-09-16 | 2007-01-01 |
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