Wong, Ricky Wai Ming 王偉明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Central China International Futures Company Limited | RO | Advising on futures contracts | 2017-08-29 | 2023-08-17 | RO | Dealing in futures contracts | 2017-08-29 | 2023-08-17 |
| 2 | Central China International Securities Co., Limited | RO | Dealing in securities | 2015-07-13 | RO | Advising on securities | 2016-07-14 |
| 3 | CHARLESWIN BULLION LIMITED | Rep | Dealing in futures contracts | 2012-05-25 | 2015-04-30 |
| 4 | YICKO FUTURES LIMITED | Rep | Advising on futures contracts | 2004-06-01 | Rep | Asset management | 2004-06-01 | Rep | Dealing in futures contracts | 2004-06-01 |
| 5 | YICKO SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-07-20 | Rep | Advising on securities | 2004-07-20 | Rep | Asset management | 2004-07-20 | Rep | Dealing in securities | 2005-08-31 | RO | Dealing in securities | 2005-08-31 | 2015-04-30 |
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