Yim, Kai Chung 嚴繼宗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | IMPERIAL DRAGON ASSET MANAGEMENT LIMITED | RO | Asset management | 2010-08-04 | 2011-12-31 |
| 2 | Nittan Securities Asia Limited | Rep | Dealing in securities | 2007-07-04 | 2007-07-12 | RO | Dealing in securities | 2007-07-12 | 2010-05-07 | Rep | Dealing in securities | 2012-05-03 | 2012-05-21 | RO | Dealing in securities | 2012-05-21 |
| 3 | Polaris Capital (Asia) Limited | RO | Dealing in securities | 2007-06-30 |
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