Wu, William Wai Leung 胡偉亮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Grand Moore Capital Limited | Rep | Advising on corporate finance | 2017-11-01 | |
| 2 | Grand Moore Capital Limited | Rep | Dealing in securities | 2017-11-01 | |
| 3 | Atlantic Asset Management Limited | RO | Asset management | 2019-04-18 | |
| 4 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | RO | Automated trading services | 2004-05-31 | |
| 5 | KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED | RO | Asset management | 2005-05-04 | 2005-12-04 |
| 6 | SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED | RO | Advising on corporate finance | 2006-12-27 | 2009-11-13 |
| 7 | KINGSWAY CAPITAL LIMITED | RO | Advising on corporate finance | 2011-03-31 | |
| 8 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | RO | Advising on corporate finance | 2011-03-31 | |
| 9 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | RO | Dealing in securities | 2011-03-31 | |
| 10 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | RO | Advising on securities | 2006-10-11 | 2011-03-31 |
| 11 | KINGSWAY SW ASSET MANAGEMENT LIMITED | RO | Advising on corporate finance | 2006-10-11 | 2011-03-31 |
| 12 | KINGSWAY CAPITAL LIMITED | RO | Dealing in securities | 2008-08-14 | 2011-03-31 |
| 13 | RHB ASSET MANAGEMENT LIMITED | RO | Asset management | 2014-07-24 | 2015-01-06 |
| 14 | RHB CAPITAL HONG KONG LIMITED | RO | Advising on corporate finance | 2011-05-13 | 2017-10-19 |
| 15 | RHB CAPITAL HONG KONG LIMITED | RO | Dealing in securities | 2011-05-13 | 2017-10-19 |
| 16 | RHB SECURITIES HONG KONG LIMITED | RO | Advising on securities | 2011-05-13 | 2017-10-19 |
| 17 | RHB SECURITIES HONG KONG LIMITED | RO | Dealing in securities | 2011-05-13 | 2017-10-19 |
| 18 | RHB ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2017-05-08 | 2017-10-19 |
| 19 | RHB ASSET MANAGEMENT LIMITED | RO | Asset management | 2017-05-08 | 2017-10-19 |
| 20 | RHB ASSET MANAGEMENT LIMITED | RO | Dealing in securities | 2017-05-08 | 2017-10-19 |
| 21 | RHB FUTURES HONG KONG LIMITED | RO | Dealing in futures contracts | 2017-07-20 | 2017-10-19 |
| 22 | Minerva Advisory Global Capital Limited | RO | Advising on corporate finance | 2018-02-13 | 2019-01-02 |
| 23 | Minerva Asset Global Investment Capital Limited | RO | Asset management | 2018-02-13 | 2019-01-02 |
| 24 | Minerva Holding Financial Securities Limited | RO | Dealing in securities | 2018-02-13 | 2019-01-02 |
| 25 | Atlantic Asset Management Limited | Rep | Asset management | 2019-04-02 | 2019-04-18 |
| 26 | Glory Sun Securities Limited | Rep | Advising on corporate finance | 2019-04-02 | 2019-05-20 |
| 27 | Glory Sun Securities Limited | RO | Advising on corporate finance | 2019-05-20 | 2024-03-06 |
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