Lam, Ricky Tim 林添
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GAOYU SECURITIES LIMITED | RO | Advising on corporate finance | 2004-05-25 | RO | Advising on securities | 2004-05-25 | RO | Asset management | 2019-04-01 | RO | Dealing in securities | 2019-04-01 |
| 2 | UPMAX SECURITIES LIMITED | RO | Asset management | 2021-03-08 | RO | Dealing in securities | 2021-03-08 |
| 3 | Wealthy Securities Limited | RO | Asset management | 2019-12-19 | 2020-12-31 | RO | Dealing in securities | 2019-12-19 | 2020-12-31 |
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