Mok, Kin Foon 莫健歡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aviva Portfolio Investment Services Limited | Rep | Dealing in securities | 2009-09-15 | 2009-11-19 | RO | Dealing in securities | 2009-11-19 | 2010-03-12 |
| 2 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on securities | 2010-12-13 | 2012-09-10 | Rep | Dealing in securities | 2010-12-13 | 2012-09-10 |
| 3 | Edmond de Rothschild Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2010-05-18 | 2010-11-30 |
| 4 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on corporate finance | 2003-05-17 | Rep | Advising on securities | 2003-05-17 | Rep | Asset management | 2003-05-17 |
| 5 | INVESCO HONG KONG LIMITED | Rep | Advising on corporate finance | 2003-05-17 | Rep | Advising on securities | 2003-05-17 | Rep | Asset management | 2003-05-17 |
| 6 | OppenheimerFunds International Distributor Limited | RO | Advising on securities | 2003-12-15 | 2009-06-30 | RO | Dealing in securities | 2003-12-15 | 2009-06-30 |
| 7 | Tremont Capital Management (Asia), Limited | RO | Dealing in securities | 2006-09-29 | 2009-06-30 |
| 8 | YF Life Investors Limited | RO | Advising on securities | 2004-08-30 | 2006-06-01 |
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