Ho, Yiu Ming (SFC:AAI982) 何耀明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PHOENIX CAPITAL ASIA LIMITED | RO | Advising on corporate finance | 2022-12-21 | |
| 2 | PHOENIX CAPITAL SECURITIES LIMITED | RO | Advising on corporate finance | 2005-01-21 | |
| 3 | PHOENIX CAPITAL FUTURES LIMITED | RO | Advising on futures contracts | 2003-11-19 | |
| 4 | PHOENIX CAPITAL ASIA LIMITED | RO | Advising on securities | 2022-12-21 | |
| 5 | PHOENIX CAPITAL SECURITIES LIMITED | RO | Advising on securities | 2005-01-21 | |
| 6 | PHOENIX CAPITAL ASIA LIMITED | RO | Asset management | 2004-03-31 | |
| 7 | PHOENIX CAPITAL FUTURES LIMITED | RO | Asset management | 2003-11-19 | |
| 8 | PHOENIX CAPITAL SECURITIES LIMITED | RO | Asset management | 2005-01-21 | |
| 9 | PHOENIX CAPITAL SECURITIES LIMITED | RO | Asset management | 2019-06-27 | 2022-12-21 |
| 10 | PHOENIX CAPITAL FUTURES LIMITED | RO | Dealing in futures contracts | 2003-11-19 | |
| 11 | PHOENIX CAPITAL SECURITIES LIMITED | RO | Dealing in futures contracts | 2006-08-04 | 2022-12-21 |
| 12 | PHOENIX CAPITAL SECURITIES LIMITED | RO | Dealing in securities | 2022-12-21 |
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