Chan, Ivan Man Sum 陳文深
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-05-22 | Rep | Advising on corporate finance | 2006-09-27 | 2008-07-08 | RO | Advising on corporate finance | 2008-07-08 | 2012-10-08 |
| 2 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-12-30 | Rep | Advising on securities | 2003-12-30 | Rep | Asset management | 2003-12-30 | Rep | Dealing in securities | 2008-07-08 | 2012-10-08 |
| 3 | STANHILL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-06-10 | 2004-08-10 |
| 4 | TAIPING CAPITAL LIMITED | RO | Advising on corporate finance | 2013-04-12 | 2014-01-31 |
| 5 | Taiping Securities (HK) Co Limited | Rep | Dealing in securities | 2014-01-14 | 2014-01-31 |
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