Ng, Kwai Cho 吳貴初
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Arta Global Futures Limited | Rep | Advising on futures contracts | 2004-01-17 | Rep | Asset management | 2004-01-17 | Rep | Dealing in futures contracts | 2004-07-30 | RO | Dealing in futures contracts | 2004-07-30 | 2015-01-31 |
| 2 | Imagi Brokerage Limited | Rep | Dealing in securities | 2021-03-02 | 2021-03-29 | RO | Advising on securities | 2021-03-29 | RO | Dealing in securities | 2021-03-29 |
| 3 | Oshidori Securities Limited | RO | Dealing in securities | 2006-07-31 | 2012-06-01 |
| 4 | SEEKERS MARKETS LIMITED | Rep | Advising on corporate finance | 2004-01-17 | Rep | Advising on securities | 2004-01-17 | Rep | Asset management | 2004-01-17 | Rep | Dealing in securities | 2004-02-27 | RO | Dealing in securities | 2004-02-27 | 2021-02-04 |
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