Chan, Cecil Kwok On 陳國安
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Arta Global Futures Limited | Rep | Advising on futures contracts | 2004-11-19 | Rep | Asset management | 2004-11-19 | Rep | Dealing in futures contracts | 2012-03-30 | RO | Dealing in futures contracts | 2012-03-30 | 2013-04-30 |
| 2 | Enhanced Securities Limited | RO | Dealing in securities | 2016-03-22 | 2022-09-30 | RO | Dealing in futures contracts | 2017-06-14 | 2022-07-27 |
| 3 | Oshidori Securities Limited | RO | Dealing in securities | 2013-06-20 | 2016-03-18 |
| 4 | SEEKERS MARKETS LIMITED | Rep | Advising on corporate finance | 2004-11-19 | Rep | Advising on securities | 2004-11-19 | Rep | Asset management | 2004-11-19 | Rep | Dealing in securities | 2012-03-30 | RO | Dealing in securities | 2012-03-30 | 2013-04-30 |
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