Tam, Howard King Ho 譚景豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AIF Securities Limited | Rep | Advising on futures contracts | 2018-08-20 | 2018-10-13 | Rep | Dealing in futures contracts | 2018-08-20 | 2018-10-13 | Rep | Dealing in securities | 2018-08-20 | 2018-10-13 |
| 2 | Amber Hill Asset Management Limited | Rep | Advising on securities | 2018-03-09 | 2018-04-12 | Rep | Asset management | 2018-03-09 | 2018-04-12 | RO | Advising on securities | 2018-04-12 | 2018-10-13 | RO | Asset management | 2018-04-12 | 2018-10-13 |
| 3 | Bluemount Asset Management Limited | Rep | Asset management | 2018-10-29 | 2018-11-08 | RO | Asset management | 2018-11-08 | 2020-02-29 |
| 4 | Bluemount Securities Limited | Rep | Advising on securities | 2018-10-29 | 2018-11-08 | Rep | Dealing in securities | 2018-10-29 | 2018-11-08 | RO | Advising on securities | 2018-11-08 | 2020-02-29 | RO | Dealing in securities | 2018-11-08 | 2020-02-29 |
| 5 | FDB Financial Group Limited | RO | Advising on securities | 2005-08-04 | 2008-05-16 | RO | Asset management | 2005-08-04 | 2008-05-16 | Rep | Advising on corporate finance | 2005-09-21 | 2008-05-16 |
| 6 | GET NICE ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2003-06-24 | 2003-10-09 |
| 7 | GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED | RO | Advising on securities | 2017-05-15 | 2017-11-30 | RO | Asset management | 2017-05-15 | 2017-11-30 |
| 8 | Growth Track Asset Management Limited | RO | Asset management | 2014-03-18 | 2017-01-22 |
| 9 | JQ Investments (HK) Limited | RO | Asset management | 2021-02-05 | RO | Advising on securities | 2023-02-27 |
| 10 | MAINLAND ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2020-04-29 | 2021-01-31 | RO | Asset management | 2020-04-29 | 2021-01-31 |
| 11 | MAINLAND SECURITIES LIMITED | RO | Dealing in securities | 2020-04-29 | 2021-01-31 |
| 12 | MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED | Rep | Advising on securities | 2008-06-16 | 2008-06-30 | RO | Advising on securities | 2008-06-30 | 2009-08-05 | RO | Asset management | 2008-06-30 | 2009-08-05 | Rep | Dealing in securities | 2009-03-16 | 2009-08-05 |
| 13 | OnePlatform Wealth Management Limited | Rep | Advising on securities | 2010-02-10 | 2010-09-15 |
| 14 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2012-09-14 | 2014-02-26 | RO | Asset management | 2012-09-14 | 2014-02-26 |
| 15 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2012-09-14 | 2014-02-26 |
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