Chow, Dennis Wing Kit 周榮傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED | RO | Asset management | 2003-07-21 | |
| 2 | ELITE FINANCIAL SERVICES LIMITED (HK) | RO | Advising on securities | 2009-05-22 | 2009-08-13 |
| 3 | Fortune Asset Management Limited | RO | Advising on securities | 2009-12-16 | 2012-05-31 | RO | Asset management | 2009-12-16 | 2012-05-31 |
| 4 | GT ASSET MANAGEMENT LIMITED (d2015-03-13) | RO | Advising on securities | 2006-04-27 | 2006-10-15 | RO | Asset management | 2006-04-27 | 2006-10-15 |
| 5 | GT CAPITAL LIMITED | Rep | Advising on securities | 2005-10-05 | 2005-12-28 | Rep | Asset management | 2005-10-05 | 2005-12-28 | RO | Advising on securities | 2005-12-28 | 2006-08-18 | RO | Asset management | 2005-12-28 | 2006-08-18 |
| 6 | NATIONAL ASSET MANAGEMENT LIMITED (HK) | RO | Asset management | 2007-12-06 | 2008-10-02 |
| 7 | SSC MANDARIN FINANCIAL SERVICES LIMITED | Rep | Advising on securities | 2007-04-10 | 2007-04-23 | RO | Advising on securities | 2007-04-23 | 2007-11-12 |
| 8 | UPBEST ASSETS MANAGEMENT LIMITED | RO | Advising on securities | 2012-06-06 | RO | Asset management | 2012-06-06 |
| 9 | UPBEST SECURITIES COMPANY LIMITED | RO | Advising on securities | 2012-06-22 | RO | Asset management | 2012-06-22 |
| 10 | VC ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2005-01-13 | 2005-09-02 | RO | Asset management | 2005-01-13 | 2005-09-02 |
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