Lau, Eddy Ka Yip 劉家業

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 GT CAPITAL LIMITED RO Advising on futures contracts 2006-03-03 2006-08-31
YUE XIU FUTURES COMPANY LIMITED Rep 2006-09-01 2006-10-26
2 GT CAPITAL LIMITED RO Advising on securities 2006-07-24 2006-08-31
Sinofortune Securities Limited Rep 2006-09-01 2006-10-26
CITIC Securities Brokerage (HK) Limited RO 2018-12-27
3 GT CAPITAL LIMITED RO Asset management 2005-09-29 2006-08-31
CHINA EVERBRIGHT SECURITIES (HK) LIMITED Rep 2008-03-20 2009-10-13
CHINA EVERBRIGHT SECURITIES (HK) LIMITED RO 2009-10-13 2011-05-03
ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED Rep 2011-05-16 2011-06-09
ICBC INTERNATIONAL FUND MANAGEMENT LIMITED Rep 2011-05-16 2011-06-09
ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED RO 2011-06-09 2012-03-21
ICBC INTERNATIONAL FUND MANAGEMENT LIMITED RO 2011-06-09 2012-03-21
4 GT CAPITAL LIMITED RO Dealing in futures contracts 2006-03-03 2006-08-31
YUE XIU FUTURES COMPANY LIMITED Rep 2006-09-01 2006-10-26
CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED Rep 2007-06-05 2008-01-08
CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED RO 2008-01-08 2011-05-03
ICBC INTERNATIONAL FUTURES LIMITED Rep 2011-05-16 2011-06-09
ICBC INTERNATIONAL FUTURES LIMITED RO 2011-06-09 2012-03-21
CITIC Securities Futures (HK) Limited Rep 2012-03-27 2012-05-03
CITIC Securities Futures (HK) Limited RO 2012-05-03
5 GT CAPITAL LIMITED RO Dealing in securities 2006-07-24 2006-08-31
Sinofortune Securities Limited Rep 2006-09-01 2006-10-26
GT CAPITAL LIMITED Rep 2006-11-27 2006-12-15
CHINA EVERBRIGHT SECURITIES (HK) LIMITED Rep 2007-01-15 2007-07-05
CHINA EVERBRIGHT SECURITIES (HK) LIMITED RO 2007-07-05 2011-05-03
ICBC INTERNATIONAL SECURITIES LIMITED Rep 2011-05-16 2011-06-09
ICBC INTERNATIONAL FUND MANAGEMENT LIMITED RO 2011-06-09 2012-03-21
ICBC INTERNATIONAL SECURITIES LIMITED RO 2011-06-09 2012-03-21
CITIC Securities Brokerage (HK) Limited Rep 2012-03-27 2012-05-03
CITIC Securities Brokerage (HK) Limited RO 2012-05-03
6 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED Rep Leveraged foreign exchange trading 2007-11-01 2011-05-03
CLSA Premium International (HK) Limited RO 2019-09-23 2023-05-31

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