Lau, Eddy Ka Yip 劉家業

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 GT CAPITAL LIMITED RO Asset management 2005-09-29 2006-08-31
2 GT CAPITAL LIMITED RO Advising on futures contracts 2006-03-03 2006-08-31
3 GT CAPITAL LIMITED RO Dealing in futures contracts 2006-03-03 2006-08-31
4 GT CAPITAL LIMITED RO Advising on securities 2006-07-24 2006-08-31
5 GT CAPITAL LIMITED RO Dealing in securities 2006-07-24 2006-08-31
6 Sinofortune Securities Limited Rep Advising on securities 2006-09-01 2006-10-26
7 Sinofortune Securities Limited Rep Dealing in securities 2006-09-01 2006-10-26
8 YUE XIU FUTURES COMPANY LIMITED Rep Advising on futures contracts 2006-09-01 2006-10-26
9 YUE XIU FUTURES COMPANY LIMITED Rep Dealing in futures contracts 2006-09-01 2006-10-26
10 GT CAPITAL LIMITED Rep Dealing in securities 2006-11-27 2006-12-15
11 CHINA EVERBRIGHT SECURITIES (HK) LIMITED Rep Dealing in securities 2007-01-15 2007-07-05
12 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED Rep Dealing in futures contracts 2007-06-05 2008-01-08
13 CHINA EVERBRIGHT SECURITIES (HK) LIMITED RO Dealing in securities 2007-07-05 2011-05-03
14 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED Rep Leveraged foreign exchange trading 2007-11-01 2011-05-03
15 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED RO Dealing in futures contracts 2008-01-08 2011-05-03
16 CHINA EVERBRIGHT SECURITIES (HK) LIMITED Rep Asset management 2008-03-20 2009-10-13
17 CHINA EVERBRIGHT SECURITIES (HK) LIMITED RO Asset management 2009-10-13 2011-05-03
18 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED Rep Asset management 2011-05-16 2011-06-09
19 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED Rep Asset management 2011-05-16 2011-06-09
20 ICBC INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2011-05-16 2011-06-09
21 ICBC INTERNATIONAL SECURITIES LIMITED Rep Dealing in securities 2011-05-16 2011-06-09
22 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED RO Asset management 2011-06-09 2012-03-21
23 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED RO Asset management 2011-06-09 2012-03-21
24 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED RO Dealing in securities 2011-06-09 2012-03-21
25 ICBC INTERNATIONAL FUTURES LIMITED RO Dealing in futures contracts 2011-06-09 2012-03-21
26 ICBC INTERNATIONAL SECURITIES LIMITED RO Dealing in securities 2011-06-09 2012-03-21
27 CITIC Securities Brokerage (HK) Limited Rep Dealing in securities 2012-03-27 2012-05-03
28 CITIC Securities Futures (HK) Limited Rep Dealing in futures contracts 2012-03-27 2012-05-03
29 CITIC Securities Brokerage (HK) Limited RO Dealing in securities 2012-05-03
30 CITIC Securities Futures (HK) Limited RO Dealing in futures contracts 2012-05-03
31 CITIC Securities Brokerage (HK) Limited RO Advising on securities 2018-12-27
32 CLSA Premium International (HK) Limited RO Leveraged foreign exchange trading 2019-09-23 2023-05-31

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