Tan, Yueheng 譚岳衡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International (Asia) Limited | RO | Advising on corporate finance | 2008-08-19 | RO | Dealing in securities | 2008-08-19 |
| 2 | BOCOM International Asset Management Limited | RO | Asset management | 2008-08-19 | RO | Advising on securities | 2013-10-10 | RO | Dealing in securities | 2013-10-10 |
| 3 | BOCOM International Securities Limited | RO | Advising on futures contracts | 2008-08-19 | RO | Advising on securities | 2008-08-19 | RO | Dealing in futures contracts | 2008-08-19 | RO | Dealing in securities | 2008-08-19 |
| 4 | Comity Limited (HK) | RO | Advising on futures contracts | 2017-06-19 | 2018-09-19 | RO | Dealing in futures contracts | 2017-06-19 | 2018-09-19 |
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