Woo, Jimmy Jack Man 吳積民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DBS ASIA CAPITAL LIMITED | RO | Advising on corporate finance | 2009-06-16 | 2010-05-14 | RO | Advising on securities | 2009-06-16 | 2010-05-14 | RO | Dealing in securities | 2009-06-16 | 2010-05-14 |
| 2 | GRE Investment Advisors Limited | RO | Advising on securities | 2014-07-22 | RO | Asset management | 2014-07-22 |
| 3 | Nikko Asset Management Hong Kong Limited | RO | Advising on securities | 2008-05-16 | 2010-05-14 | RO | Asset management | 2008-05-16 | 2010-05-14 |
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