Yan, Frankie Man Sing 甄文星
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Sunrise Asset Management Limited | Rep | Asset management | 2020-03-16 | 2023-12-29 |
| 2 | China Sunrise Capital Limited | RO | Advising on corporate finance | 2019-04-15 | 2023-12-29 | RO | Dealing in securities | 2019-04-15 | 2023-12-29 |
| 3 | KINGSWAY CAPITAL LIMITED | RO | Advising on corporate finance | 2011-10-24 | 2013-06-30 |
| 4 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in securities | 2011-10-24 | 2013-06-30 |
| 5 | Mason Securities Limited | Rep | Advising on securities | 2005-02-21 | Rep | Asset management | 2005-02-21 | Rep | Advising on corporate finance | 2005-10-06 |
| 6 | Proton Capital Limited | Rep | Dealing in securities | 2013-08-28 | 2013-12-31 | RO | Advising on corporate finance | 2013-08-28 | 2013-12-31 |
| 7 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | RO | Advising on corporate finance | 2008-06-23 | 2011-10-01 | Rep | Asset management | 2010-10-05 | 2011-10-01 | Rep | Dealing in securities | 2010-10-05 | 2011-10-01 |
| 8 | UPBEST SECURITIES COMPANY LIMITED | RO | Advising on corporate finance | 2007-12-06 | 2008-03-20 |
| 9 | ZHONGTAI INTERNATIONAL CAPITAL LIMITED | RO | Advising on corporate finance | 2014-01-07 | 2018-09-30 | RO | Dealing in securities | 2014-01-07 | 2018-09-30 |
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