Cheng, Paul Kwok Kin 鄭國乾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | FIRST WORLDSEC SECURITIES LIMITED | RO | Advising on corporate finance | 2004-01-08 | 2006-03-31 | RO | Advising on securities | 2004-01-08 | 2006-03-31 | RO | Asset management | 2004-01-08 | 2006-03-31 | RO | Dealing in securities | 2005-04-26 | 2006-03-31 |
2 | Huajin Corporate Finance (International) Limited | RO | Advising on corporate finance | 2004-01-08 | RO | Advising on securities | 2004-01-08 | RO | Asset management | 2004-01-08 |
3 | MUFG Securities Asia Limited | RO | Advising on corporate finance | 2010-12-31 | 2013-01-01 | RO | Advising on securities | 2010-12-31 | 2013-01-01 | RO | Dealing in securities | 2010-12-31 | 2013-01-01 |
4 | MUSHK Limited | Rep | Advising on corporate finance | 2006-10-27 | 2007-03-26 | Rep | Advising on securities | 2006-10-27 | 2007-03-26 | Rep | Dealing in securities | 2006-10-27 | 2007-03-26 | RO | Advising on corporate finance | 2007-03-26 | 2011-02-28 | RO | Advising on securities | 2007-03-26 | 2011-02-28 | RO | Dealing in securities | 2007-03-26 | 2011-02-28 |
5 | WORLDSEC INTERNATIONAL LIMITED | RO | Advising on corporate finance | 2003-07-30 | RO | Advising on securities | 2003-07-30 | RO | Asset management | 2003-07-30 |
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