Yu, Bernard Shui Sang 余瑞生
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Arta Asset Management Limited | Rep | Asset management | 2014-10-10 | 2014-10-24 | RO | Asset management | 2014-10-24 | 2015-10-01 | RO | Advising on securities | 2015-04-02 | 2015-10-01 | RO | Dealing in securities | 2015-04-02 | 2015-10-01 |
| 2 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2005-01-25 | 2005-02-07 |
| 3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2005-01-25 | 2005-02-07 |
| 4 | CNI Global Assets Management Limited (HK) | RO | Asset management | 2022-05-04 | |
| 5 | CNI GLOBAL CAPITAL LIMITED | RO | Advising on corporate finance | 2022-02-10 | |
| 6 | CNI Securities Group Limited | RO | Dealing in securities | 2022-05-04 | RO | Advising on securities | 2022-07-11 | RO | Dealing in futures contracts | 2022-07-11 |
| 7 | E-Belt Capital Limited | Rep | Asset management | 2021-04-30 | 2021-07-09 |
| 8 | ENLIGHTEN FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-04-01 | 2005-04-22 | RO | Dealing in futures contracts | 2005-04-22 | 2013-09-02 |
| 9 | ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2005-04-01 | 2005-04-22 | RO | Dealing in securities | 2005-04-22 | 2013-09-02 |
| 10 | EWARTON SECURITIES LIMITED | RO | Dealing in securities | 2004-07-15 | |
| 11 | Finet Securities Limited | RO | Dealing in futures contracts | 2017-03-21 | 2017-04-11 |
| 12 | GLENWORTH CAPITAL LIMITED | RO | Advising on securities | 2017-08-18 | 2018-02-01 | RO | Asset management | 2017-08-18 | 2018-02-01 |
| 13 | Golden Jade Capital Limited | Rep | Advising on corporate finance | 2014-05-29 | 2014-08-29 |
| 14 | REALINK FINANCIAL TRADE LIMITED | Rep | Dealing in securities | 2004-07-23 | 2004-08-03 | RO | Dealing in futures contracts | 2004-08-03 | 2004-10-06 | RO | Dealing in securities | 2004-08-03 | 2004-10-06 |
| 15 | SDHG International Asset Management Limited | Rep | Advising on securities | 2018-05-02 | 2018-06-13 | Rep | Asset management | 2018-05-02 | 2018-06-13 | RO | Advising on corporate finance | 2018-06-13 | 2021-01-03 | RO | Advising on futures contracts | 2018-06-13 | 2021-01-03 | RO | Advising on securities | 2018-06-13 | 2021-01-03 | RO | Asset management | 2018-06-13 | 2021-01-03 |
| 16 | SDHG International Securities Limited | RO | Dealing in securities | 2020-11-25 | 2021-01-03 |
| 17 | SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED | RO | Advising on securities | 2016-10-13 | 2017-01-16 | RO | Asset management | 2016-10-13 | 2017-01-16 |
| 18 | TIANDA ASSET MANAGEMENT LIMITED | Rep | Asset management | 2013-09-30 | 2013-12-06 | RO | Asset management | 2013-12-06 | 2014-04-18 |
| 19 | TIANDA SECURITIES LIMITED | Rep | Dealing in futures contracts | 2013-09-30 | 2014-01-27 | Rep | Dealing in securities | 2013-09-30 | 2014-01-27 | RO | Dealing in futures contracts | 2014-01-27 | 2014-04-18 | RO | Dealing in securities | 2014-01-27 | 2014-04-18 |
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