Yu, Bernard Shui Sang 余瑞生

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Golden Jade Capital Limited Rep Advising on corporate finance 2014-05-29 2014-08-29
SDHG International Asset Management Limited RO 2018-06-13 2021-01-03
CNI GLOBAL CAPITAL LIMITED RO 2022-02-10
2 SDHG International Asset Management Limited RO Advising on futures contracts 2018-06-13 2021-01-03
3 Arta Asset Management Limited RO Advising on securities 2015-04-02 2015-10-01
SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED RO 2016-10-13 2017-01-16
GLENWORTH CAPITAL LIMITED RO 2017-08-18 2018-02-01
SDHG International Asset Management Limited Rep 2018-05-02 2018-06-13
SDHG International Asset Management Limited RO 2018-06-13 2021-01-03
CNI Securities Group Limited RO 2022-07-11
4 TIANDA ASSET MANAGEMENT LIMITED Rep Asset management 2013-09-30 2013-12-06
TIANDA ASSET MANAGEMENT LIMITED RO 2013-12-06 2014-04-18
Arta Asset Management Limited Rep 2014-10-10 2014-10-24
Arta Asset Management Limited RO 2014-10-24 2015-10-01
SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED RO 2016-10-13 2017-01-16
GLENWORTH CAPITAL LIMITED RO 2017-08-18 2018-02-01
SDHG International Asset Management Limited Rep 2018-05-02 2018-06-13
SDHG International Asset Management Limited RO 2018-06-13 2021-01-03
E-Belt Capital Limited Rep 2021-04-30 2021-07-09
CNI Global Assets Management Limited (HK) RO 2022-05-04
5 REALINK FINANCIAL TRADE LIMITED RO Dealing in futures contracts 2004-08-03 2004-10-06
CHINA MERCHANTS FUTURES (HK) CO., LIMITED Rep 2005-01-25 2005-02-07
ENLIGHTEN FUTURES LIMITED Rep 2005-04-01 2005-04-22
ENLIGHTEN FUTURES LIMITED RO 2005-04-22 2013-09-02
TIANDA SECURITIES LIMITED Rep 2013-09-30 2014-01-27
TIANDA SECURITIES LIMITED RO 2014-01-27 2014-04-18
Finet Securities Limited RO 2017-03-21 2017-04-11
CNI Securities Group Limited RO 2022-07-11
6 EWARTON SECURITIES LIMITED RO Dealing in securities 2004-07-15
REALINK FINANCIAL TRADE LIMITED Rep 2004-07-23 2004-08-03
REALINK FINANCIAL TRADE LIMITED RO 2004-08-03 2004-10-06
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Rep 2005-01-25 2005-02-07
ENLIGHTEN SECURITIES LIMITED Rep 2005-04-01 2005-04-22
ENLIGHTEN SECURITIES LIMITED RO 2005-04-22 2013-09-02
TIANDA SECURITIES LIMITED Rep 2013-09-30 2014-01-27
TIANDA SECURITIES LIMITED RO 2014-01-27 2014-04-18
Arta Asset Management Limited RO 2015-04-02 2015-10-01
SDHG International Securities Limited RO 2020-11-25 2021-01-03
CNI Securities Group Limited RO 2022-05-04

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