Yu, Bernard Shui Sang 余瑞生

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Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 EWARTON SECURITIES LIMITED RO Dealing in securities 2004-07-15
2 REALINK FINANCIAL TRADE LIMITED Rep Dealing in securities 2004-07-23 2004-08-03
3 REALINK FINANCIAL TRADE LIMITED RO Dealing in futures contracts 2004-08-03 2004-10-06
4 REALINK FINANCIAL TRADE LIMITED RO Dealing in securities 2004-08-03 2004-10-06
5 CHINA MERCHANTS FUTURES (HK) CO., LIMITED Rep Dealing in futures contracts 2005-01-25 2005-02-07
6 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Rep Dealing in securities 2005-01-25 2005-02-07
7 ENLIGHTEN FUTURES LIMITED Rep Dealing in futures contracts 2005-04-01 2005-04-22
8 ENLIGHTEN SECURITIES LIMITED Rep Dealing in securities 2005-04-01 2005-04-22
9 ENLIGHTEN FUTURES LIMITED RO Dealing in futures contracts 2005-04-22 2013-09-02
10 ENLIGHTEN SECURITIES LIMITED RO Dealing in securities 2005-04-22 2013-09-02
11 TIANDA ASSET MANAGEMENT LIMITED Rep Asset management 2013-09-30 2013-12-06
12 TIANDA SECURITIES LIMITED Rep Dealing in futures contracts 2013-09-30 2014-01-27
13 TIANDA SECURITIES LIMITED Rep Dealing in securities 2013-09-30 2014-01-27
14 TIANDA ASSET MANAGEMENT LIMITED RO Asset management 2013-12-06 2014-04-18
15 TIANDA SECURITIES LIMITED RO Dealing in futures contracts 2014-01-27 2014-04-18
16 TIANDA SECURITIES LIMITED RO Dealing in securities 2014-01-27 2014-04-18
17 Golden Jade Capital Limited Rep Advising on corporate finance 2014-05-29 2014-08-29
18 Arta Asset Management Limited Rep Asset management 2014-10-10 2014-10-24
19 Arta Asset Management Limited RO Asset management 2014-10-24 2015-10-01
20 Arta Asset Management Limited RO Advising on securities 2015-04-02 2015-10-01
21 Arta Asset Management Limited RO Dealing in securities 2015-04-02 2015-10-01
22 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED RO Advising on securities 2016-10-13 2017-01-16
23 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED RO Asset management 2016-10-13 2017-01-16
24 Finet Securities Limited RO Dealing in futures contracts 2017-03-21 2017-04-11
25 GLENWORTH CAPITAL LIMITED RO Advising on securities 2017-08-18 2018-02-01
26 GLENWORTH CAPITAL LIMITED RO Asset management 2017-08-18 2018-02-01
27 SDHG International Asset Management Limited Rep Advising on securities 2018-05-02 2018-06-13
28 SDHG International Asset Management Limited Rep Asset management 2018-05-02 2018-06-13
29 SDHG International Asset Management Limited RO Advising on corporate finance 2018-06-13 2021-01-03
30 SDHG International Asset Management Limited RO Advising on futures contracts 2018-06-13 2021-01-03
31 SDHG International Asset Management Limited RO Advising on securities 2018-06-13 2021-01-03
32 SDHG International Asset Management Limited RO Asset management 2018-06-13 2021-01-03
33 SDHG International Securities Limited RO Dealing in securities 2020-11-25 2021-01-03
34 E-Belt Capital Limited Rep Asset management 2021-04-30 2021-07-09
35 CNI GLOBAL CAPITAL LIMITED RO Advising on corporate finance 2022-02-10
36 CNI Global Assets Management Limited (HK) RO Asset management 2022-05-04
37 CNI Securities Group Limited RO Dealing in securities 2022-05-04
38 CNI Securities Group Limited RO Advising on securities 2022-07-11
39 CNI Securities Group Limited RO Dealing in futures contracts 2022-07-11

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