Yu, Bernard Shui Sang 余瑞生
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CNI GLOBAL CAPITAL LIMITED | RO | Advising on corporate finance | 2022-02-10 | |
2 | CNI Global Assets Management Limited (HK) | RO | Asset management | 2022-05-04 | |
3 | CNI Securities Group Limited | RO | Dealing in securities | 2022-05-04 | |
4 | CNI Securities Group Limited | RO | Advising on securities | 2022-07-11 | |
5 | CNI Securities Group Limited | RO | Dealing in futures contracts | 2022-07-11 | |
6 | EWARTON SECURITIES LIMITED | RO | Dealing in securities | 2004-07-15 | |
7 | REALINK FINANCIAL TRADE LIMITED | Rep | Dealing in securities | 2004-07-23 | 2004-08-03 |
8 | REALINK FINANCIAL TRADE LIMITED | RO | Dealing in futures contracts | 2004-08-03 | 2004-10-06 |
9 | REALINK FINANCIAL TRADE LIMITED | RO | Dealing in securities | 2004-08-03 | 2004-10-06 |
10 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2005-01-25 | 2005-02-07 |
11 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2005-01-25 | 2005-02-07 |
12 | ENLIGHTEN FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-04-01 | 2005-04-22 |
13 | ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2005-04-01 | 2005-04-22 |
14 | ENLIGHTEN FUTURES LIMITED | RO | Dealing in futures contracts | 2005-04-22 | 2013-09-02 |
15 | ENLIGHTEN SECURITIES LIMITED | RO | Dealing in securities | 2005-04-22 | 2013-09-02 |
16 | TIANDA ASSET MANAGEMENT LIMITED | Rep | Asset management | 2013-09-30 | 2013-12-06 |
17 | TIANDA SECURITIES LIMITED | Rep | Dealing in futures contracts | 2013-09-30 | 2014-01-27 |
18 | TIANDA SECURITIES LIMITED | Rep | Dealing in securities | 2013-09-30 | 2014-01-27 |
19 | TIANDA ASSET MANAGEMENT LIMITED | RO | Asset management | 2013-12-06 | 2014-04-18 |
20 | TIANDA SECURITIES LIMITED | RO | Dealing in futures contracts | 2014-01-27 | 2014-04-18 |
21 | TIANDA SECURITIES LIMITED | RO | Dealing in securities | 2014-01-27 | 2014-04-18 |
22 | Golden Jade Capital Limited | Rep | Advising on corporate finance | 2014-05-29 | 2014-08-29 |
23 | Arta Asset Management Limited | Rep | Asset management | 2014-10-10 | 2014-10-24 |
24 | Arta Asset Management Limited | RO | Asset management | 2014-10-24 | 2015-10-01 |
25 | Arta Asset Management Limited | RO | Advising on securities | 2015-04-02 | 2015-10-01 |
26 | Arta Asset Management Limited | RO | Dealing in securities | 2015-04-02 | 2015-10-01 |
27 | SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED | RO | Advising on securities | 2016-10-13 | 2017-01-16 |
28 | SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED | RO | Asset management | 2016-10-13 | 2017-01-16 |
29 | Finet Securities Limited | RO | Dealing in futures contracts | 2017-03-21 | 2017-04-11 |
30 | GLENWORTH CAPITAL LIMITED | RO | Advising on securities | 2017-08-18 | 2018-02-01 |
31 | GLENWORTH CAPITAL LIMITED | RO | Asset management | 2017-08-18 | 2018-02-01 |
32 | SDHG International Asset Management Limited | Rep | Advising on securities | 2018-05-02 | 2018-06-13 |
33 | SDHG International Asset Management Limited | Rep | Asset management | 2018-05-02 | 2018-06-13 |
34 | SDHG International Asset Management Limited | RO | Advising on corporate finance | 2018-06-13 | 2021-01-03 |
35 | SDHG International Asset Management Limited | RO | Advising on futures contracts | 2018-06-13 | 2021-01-03 |
36 | SDHG International Asset Management Limited | RO | Advising on securities | 2018-06-13 | 2021-01-03 |
37 | SDHG International Asset Management Limited | RO | Asset management | 2018-06-13 | 2021-01-03 |
38 | SDHG International Securities Limited | RO | Dealing in securities | 2020-11-25 | 2021-01-03 |
39 | E-Belt Capital Limited | Rep | Asset management | 2021-04-30 | 2021-07-09 |
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