Cheung, Wai Shuen (1974) 張慧璇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GALAXY ASSET MANAGEMENT (H.K.) LIMITED | Rep | Advising on futures contracts | 2004-03-24 | 2005-05-17 | Rep | Advising on securities | 2004-03-24 | 2005-05-17 | Rep | Asset management | 2004-09-16 | 2005-05-17 | RO | Advising on futures contracts | 2005-05-17 | 2016-08-26 | RO | Advising on securities | 2005-05-17 | 2016-08-26 | RO | Asset management | 2005-05-17 | 2016-08-26 | Rep | Advising on securities | 2016-08-26 | Rep | Asset management | 2016-08-26 | Rep | Advising on futures contracts | 2016-08-26 | 2024-03-14 |
| 2 | Glory Sun Securities Limited | Rep | Advising on corporate finance | 2003-06-26 | Rep | Advising on securities | 2003-06-26 | Rep | Asset management | 2003-06-26 | Rep | Dealing in securities | 2003-12-08 |
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